How to Avoid All Compliance Risk…

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How do you avoid all compliance risk? Hint: you can’t. This week Eric talks about some recent articles and discussions that suggest there might be a magic bullet or two (sometimes in the form of a new software tool) that will take away those pesky compliance concerns. We alk about the practical and the pragmatic…

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Year-End Review, Part II: Compliance Program Trends

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Happy Holidays from Compliance Beat! This week Eric discusses a few compliance program trends from the last year in the second of a two-part series here as we end 2018. This time Eric discusses leveraging opportunities, being part of the deal team and gaining better access to the board. We have another upcoming webinar with…

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Year-End Review, Part I: Compliance Program Trends

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Happy Holidays from Compliance Beat! This week Eric discusses a few compliance program trends from the last year in the first of a two-part series here as we end 2018. This time Eric discusses interesting developments in communications, data use and proactive risk assessment. We have another upcoming webinar with our friends as the Clear…

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Planning for Compliance Failures

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We all want a compliance program that prevents and detects compliance failures before they happen. That is usually not what happens. Even the best programs and the best corporate cultures occasionally will face issues of misconduct. It is important for organizations to spend some time thinking about and preparing for that eventuality. In this episode,…

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Tips on Gifts: What are Three Things to Consider Regarding Gift and Entertainment Compliance Programs

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This week Eric spends a few minutes discussing some key elements to think about when trying to get the message out about gifts and entertainment and managing those frequent holiday calls (and issues) that revolve around the giving season.

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What is Monitoring and Auditing in an Effective Compliance and Ethics Program?

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This week Eric talks about one of the hallmarks of the Sentencing Guidelines that is sometimes overlooked or not as carefully understood. Monitoring and auditing is sometimes reduced to reporting, but it is so much more. To guide us on the journey, Eric reviews the language and notes in the Sentencing Guidelines themselves and discusses…

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Our 100th Episode! And Manager Compliance Communication Support

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This week we celebrate our 100th episode of Compliance Beat! Thanks to everyone who has been a loyal listener. Instead of sending presents to us, we present a listener-requested topic, some practical discussions on how to prepare and put together manager-led communications — sometimes called manager toolkits. As always, please subscribe to the podcast if…

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Roy Snell Interview, Part II

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Roy Snell

Join us for Part II of a special interview with Roy Snell. Roy is our first guest to appear twice and he has graciously joined us again just as he is leaving his role as the CEO of the HCCA and the SCCE. In this episode Eric and Roy talk a little about the present…

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Roy Snell Interview, Part I & Three Components to Board Training

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Roy Snell

This time Eric has a very special guest, and our first guest to appear twice, Roy Snell. Roy was on the 2nd Episode of Compliance Beat back in 2016 and he has graciously joined us again just as he is leaving his role as the CEO of the HCCA and the SCCE. In this episode…

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Three Compliance Communication Ideas

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We’ve been away and had some technical difficulties with our Compliance Beat website — but we’re back! You can’t keep a compliance podcast down! This week Eric talks about three creative ways to approach one of the more esoteric parts of an effective compliance program: informal communications. Eric talks about thinking outside the box, using…

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