“What does a foundation mean?” & Three Questions with Nicole Tarasoff

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The Code of Conduct is the Foundation Why does the Department of Justice and the SEC call the Code of Conduct the foundation of an effective compliance and ethics program? This question is something that has come up often over the last few years and this terminology— the foundation has become a buzzword. Let’s take a…

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SCCE Conference Highlights-Special Edition

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SCCE, Conference, Highlights

The SCCE Compliance and Ethics Institute Conference in Chicago on September 24-27, 2016 is the stage for this podcast. Eric Morehead, host of Compliance Beat was in attendance, along with 1700 compliance professionals and shares conference highlights and emerging trends in this Special Edition.

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“Do I always have to be the one that says No?” & Three Questions with Richard Bistrong

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Compliance, Ethics, Eric Morehead, Anti-bribery,

Do you have to be the person that says “no”? Compliance officers often struggle with the push and pull of keeping the lines of communication open and also having to deliver difficult answers to their stakeholders. What are some strategies for avoiding being known as the person who always says “no”? We discuss some ideas…

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“Does the DOJ require an independent compliance officer?” & Three Questions with Bill Brown

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The USDOJ has required an independent compliance function in some recent corporate settlements, but is this the official position of the Department? We discuss the the intersection of these recent developments, the US Federal Sentencing Guidelines and how this might relate to whether your compliance officer has the necessary independence to craft and maintain a…

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“Do we need a compliance committee?” & Three Questions with Adam Turteltaub

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Adam Turteltaub

A compliance committee can be a powerful component of an compliance and ethics program. Forming one, however, leads to many questions. Who needs to be on it? How do you determine the committee’s purpose? What should the scope of their involvement be in the overall compliance and ethics program. Leveraging the talent you have inside…

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“Board of Directors Lightning Round” & Three Questions with Kathleen Edmond

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In this episode we conduct our Board Lightning Round and cover six common questions that directors might ask the compliance staff. We talk about explaining the importance of a risk-based program to discussing the Federal Sentencing Guidelines with your board.

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“Why Does No One Call the Helpline?” & Three Questions with Roy Snell

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Roy Snell

In this episode we tackle a common question: why do so few people seem to be calling our hotline or helpline?

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Introductory Episode

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ITUNES COVER

In this episode, Eric introduces the podcast and talks a little about the goals for Compliance Beat. He also tells you a little about himself and his compliance and ethics journey.

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