“Do we need a compliance committee?” & Three Questions with Adam Turteltaub

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Adam Turteltaub

A compliance committee can be a powerful component of an compliance and ethics program. Forming one, however, leads to many questions. Who needs to be on it? How do you determine the committee’s purpose? What should the scope of their involvement be in the overall compliance and ethics program. Leveraging the talent you have inside…

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“Board of Directors Lightning Round” & Three Questions with Kathleen Edmond

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kathleen-redmond

In this episode we conduct our Board Lightning Round and cover six common questions that directors might ask the compliance staff. We talk about explaining the importance of a risk-based program to discussing the Federal Sentencing Guidelines with your board.

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“Why Does No One Call the Helpline?” & Three Questions with Roy Snell

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Roy Snell

In this episode we tackle a common question: why do so few people seem to be calling our hotline or helpline?

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Introductory Episode

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ITUNES COVER

In this episode, Eric introduces the podcast and talks a little about the goals for Compliance Beat. He also tells you a little about himself and his compliance and ethics journey.

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