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How Should the Board Be Involved in Compliance?

This time Eric discusses some considerations when looking at the role, responsibilities and relationships the board (or governing authority) of the organization with the operational personnel of the compliance and ethics program. There are a few key best practices to consider when evaluating the board’s role, including their training and knowledge of their responsibilities, their understanding of compliance risks and controls and their relationship with operational compliance.

Also, Eric mentions his upcoming speaking role at the SCCE’s Utilities Conference in Houston, February 10-12, 2019. If you are interested in attending, information is here.

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