Do We Need Compliance Expertise on the Board?

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One of the questions raised by the recent updated USDOJ guidance is the question of “expertise” at or on the board of directors. Eric takes some time this week to discuss the guidance and the practical considerations about expertise in the boardroom. If you are interested in the intersection of compliance and the board of…

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3 Tips for an Excellent (Formal) Informal Communication Program

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One of the areas many compliance teams still struggle with is getting a consistent, effective informal communication plan off the ground. Eric has a few ideas that might help focus informal communication efforts at your organization. Eric talks about being realistic regarding time and resources and thinking strategically about what might reach your audience.

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New USDOJ Guidance -Conclusion

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After a dozen episodes detailing the new guidance, what are some parting thoughts? Eric talks a little about the memo’s impact and potential impact as well as highlighting some of the more important concepts the Department has chosen to highlight.

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New USDOJ Guidance – Part 10 – Does It Work?

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In Part 10 of our special series discussing the new memo from the US Department of Justice on compliance expectations, Eric finishes discussing the memo! We will walk through Part III of the memo with a review of “Does the Corporation’s Program Work in Practice?” Check out the memo itself here: https://www.justice.gov/criminal-fraud/page/file/937501/download

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New USDOJ Guidance – Part 9 – Incentives and Discipline

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In Part 9 of our special series discussing the new memo from the US Department of Justice on compliance expectations, Eric finishes discussing Part II of the memo with a review of incentives and discipline expectations. Check out the memo itself here: https://www.justice.gov/criminal-fraud/page/file/937501/download Also, check out Eric “live” in Houston on June 20, 2019 –…

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New USDOJ Guidance – Part 8 – Resources

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In Part 8 of our special series discussing the new memo from the US Department of Justice on compliance expectations, Eric discusses the second topic in Part II of the memo: Autonomy and Resources. Check out the memo itself here: https://www.justice.gov/criminal-fraud/page/file/937501/download Also, please take a look at Ryan McConnell’s comparison review of the new memo…

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New USDOJ Guidance – Part 7 – Management Commitment to Compliance

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In Part 7 of our special series discussing the new memo from the US Department of Justice on compliance expectations, Eric discusses the first topic in Part II of the memo: Commitment by Management — or tone from the top, middle and everywhere else! Check out the memo itself here: https://www.justice.gov/criminal-fraud/page/file/937501/download Also, please take a…

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New USDOJ Guidance – Part 6 – Third Parties

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In Part 6 of our special series discussing the new memo from the US Department of Justice on compliance expectations, Eric discusses the fifth and sixth topic in Part I of the memo: the “care and feeding” of third parties. Check out the memo itself here: https://www.justice.gov/criminal-fraud/page/file/937501/download Also, please take a look at Ryan McConnell’s…

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New USDOJ Guidance – Part 5 – Reporting

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In Part 5 of our special series discussing the new memo from the US Department of Justice on compliance expectations, Eric discusses the fourth topic in Part I of the memo: reporting. Check out the memo itself here: https://www.justice.gov/criminal-fraud/page/file/937501/download Also, please take a look at Ryan McConnell’s comparison review of the new memo and the…

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New USDOJ Guidance – Part 4 – Training & Communication

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In Part 4 of our special series discussing the new memo from the US Department of Justice on compliance expectations, Eric discusses the third topic in Part I of the memo: training and communication. Check out the memo itself here: https://www.justice.gov/criminal-fraud/page/file/937501/download Also, please take a look at Ryan McConnell’s comparison review of the new memo…

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