Planning for Compliance Failures

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We all want a compliance program that prevents and detects compliance failures before they happen. That is usually not what happens. Even the best programs and the best corporate cultures occasionally will face issues of misconduct. It is important for organizations to spend some time thinking about and preparing for that eventuality. In this episode,…

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Tips on Gifts: What are Three Things to Consider Regarding Gift and Entertainment Compliance Programs

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This week Eric spends a few minutes discussing some key elements to think about when trying to get the message out about gifts and entertainment and managing those frequent holiday calls (and issues) that revolve around the giving season.

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What is Monitoring and Auditing in an Effective Compliance and Ethics Program?

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This week Eric talks about one of the hallmarks of the Sentencing Guidelines that is sometimes overlooked or not as carefully understood. Monitoring and auditing is sometimes reduced to reporting, but it is so much more. To guide us on the journey, Eric reviews the language and notes in the Sentencing Guidelines themselves and discusses…

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Our 100th Episode! And Manager Compliance Communication Support

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This week we celebrate our 100th episode of Compliance Beat! Thanks to everyone who has been a loyal listener. Instead of sending presents to us, we present a listener-requested topic, some practical discussions on how to prepare and put together manager-led communications — sometimes called manager toolkits. As always, please subscribe to the podcast if…

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Roy Snell Interview, Part II

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Roy Snell

Join us for Part II of a special interview with Roy Snell. Roy is our first guest to appear twice and he has graciously joined us again just as he is leaving his role as the CEO of the HCCA and the SCCE. In this episode Eric and Roy talk a little about the present…

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Roy Snell Interview, Part I & Three Components to Board Training

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Roy Snell

This time Eric has a very special guest, and our first guest to appear twice, Roy Snell. Roy was on the 2nd Episode of Compliance Beat back in 2016 and he has graciously joined us again just as he is leaving his role as the CEO of the HCCA and the SCCE. In this episode…

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Three Compliance Communication Ideas

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We’ve been away and had some technical difficulties with our Compliance Beat website — but we’re back! You can’t keep a compliance podcast down! This week Eric talks about three creative ways to approach one of the more esoteric parts of an effective compliance program: informal communications. Eric talks about thinking outside the box, using…

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Towards a Universal Code of Conduct

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This time Eric talks about three components that every code should have to be universally accepted by the organization’s stakeholders. First, the code should apply to everyone, from the top of the organization to those third parties that represent the organization. Second, there should be one code. Organizations that still have regional codes or different…

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Baylor University… Again: How The Four Rules of Crisis Management Apply

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Eric revisits the (still) ongoing issues surrounding misconduct, governance, compliance and crisis management that swirl around Baylor. After first discussing the different paths that Baylor and Penn State, for example, took back in our Compliance Beat Podcast in December 2016, we are still discussing the path that Baylor has taken — and the paths that…

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Crisis! Four Rules for Crisis Management and Compliance’s Role

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This week Eric talks crisis management, and in particular, Steve Denning’s Four Rules of Crisis Management. We talk about how the role of compliance intersects to crisis situations. Eric also talks about two upcoming webcasts, one Bullying in the Workplace: A Comprehensive Ethics & Compliance Overview will be on Thursday, Oct 18th at 1:00 PM…

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