New USDOJ Guidance – Part 4 – Training & Communication

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In Part 4 of our special series discussing the new memo from the US Department of Justice on compliance expectations, Eric discusses the third topic in Part I of the memo: training and communication. Check out the memo itself here: https://www.justice.gov/criminal-fraud/page/file/937501/download Also, please take a look at Ryan McConnell’s comparison review of the new memo…

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New USDOJ Guidance – Part 3 – Policies and Procedures

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In Part 3 of our special series discussing the new memo from the US Department of Justice on compliance expectations, Eric discusses the second topic in Part I of the memo: policies and procedures. Check out the memo itself here: https://www.justice.gov/criminal-fraud/page/file/937501/download

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New USDOJ Guidance – Part 2 – Risk Assessment

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In Part 2 of our special series discussing the new memo from the US Department of Justice on compliance expectations, Eric discusses the first topic in Part I of the memo: risk assessment. Check out the memo itself here: https://www.justice.gov/criminal-fraud/page/file/937501/download

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New USDOJ Guidance – Part 1 – Introduction

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Eric discusses the new memo from the US Department of Justice and its introduction and origins. Check out the memo itself here: https://www.justice.gov/criminal-fraud/page/file/937501/download

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Breaking News! The US Department of Justice Releases New Compliance Program Guidance

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Just yesterday the USDOJ announced a new memo regarding the evaluation of compliance programs. Eric has some initial thoughts, but stay tuned for more podcasts diving into the details. You can find the new memo here: https://www.justice.gov/criminal-fraud/page/file/937501/download

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Three Myths About Code of Conduct Development

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Eric talks again about his favorite topic: code of conduct! This time we discuss three common code of conduct development myths. We talk about how longer does not equal better. How a global code that applies to everyone is better than a constellation of many codes. And finally Eric discusses how organizations should be realistic…

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Three Things You Might Not Know About the Organizational Sentencing Guidelines

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This time Eric talks about three aspects of Chapter 8 of the Sentencing Guidelines that you may not have noticed before.

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Disclose, Disclose, Disclose: Some Thoughts on Conflict Disclosures

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This time Eric talks through conflicts of interest disclosures. Who do you want to capture, what do you need to tell them, should you use tools? Eric talks through all of this and also spends some time talking about the types of questions you will want to ask in the disclosure questionnaire. Join Eric and…

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Small Businesses and Compliance

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An important topic that we don’t talk enough about. Just as small businesses make up the vast majority of companies out there, and employ over 50% of the workforce in the USA, they also make up the majority of companies that get in the worst trouble for compliance failures — even though we rarely read…

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Benchmarking Your Code or Written Compliance Standards

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This time we discuss benchmarking. First we discuss how you might go about determining the peer codes of conduct (or other written compliance standards) that you can use for benchmarking purposes. You probably have a good idea of some peer organizations that might fit, but Eric also discusses some other thoughts about what gets put…

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