Three Considerations for Compliance Reporting

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This time Eric talks about three inquiries that compliance officers might want to make when considering their internal reporting process and resources. Often organizations spend a good deal of time on tools and other systems for reporting but really should first take a step back and investigate what is going on at the organization currently,…

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What Does Your Code of Conduct Look Like? Some Code Design Ideas.

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This week as we get ready for the fireworks of July 4th here in the USA, let’s talk a little about the fireworks in your code document. Many organizations are focusing more on the design and look of their code documents, but what does that mean? Eric spends a little time discussing a few ideas…

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How Can We Encourage Reporting?

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This week Eric takes up the topic of reporting and talks about 4 different areas an organization can concentrate on to encourage employees to come forward with their concerns.

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Some Thoughts on Integrating Mission and Values into Your Program

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Summer is here and Eric takes a few minutes to discuss some ideas on utilizing mission and values in your program’s communications and written standards. We talk often about bad culture, so let’s talk a little about leveraging good culture and strong values.

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Tom Fox Discusses His Complete Compliance Handbook

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This week we have a special guest, Tom Fox, who discusses his new book “The Complete Compliance Handbook” with Eric. You can find out more about the new book, and how to order it, here. Also, don’t forget to join us and our friends at SAI Global for a FREE webinar (with 1.2 CCB CEU’s…

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Three Ways to Promote Your New Code of Conduct

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This time Eric takes on a common question about some effective ways organizations can communicate, or roll-out, their new code of conduct. We get specific this time and talk about just three of the many ways you might try to get the word out. Posters, podcasts and personal reference cards, oh my! Get creative and…

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Do Small Organizations Really Have Compliance Risk Exposure?

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This time we tackle several common misconceptions about regulatory and criminal risks for smaller and growing organizations. We’ll talk about what the Sentencing Commission statistics for organizations really show (www.ussc.gov) and how smaller and growing organizations really ought to be more mindful of the risks they face. Also, join us for TWO upcoming webinars on…

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Corporate Values and Your Code of Conduct

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This time we talk about how you can evaluate how (or if) to use your organization’s values in your code. First, we talk about the current use of the values and how that might help, or hinder, their use in the code. Second, we talk about two different ways you can leverage your organization’s values…

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Has The Compliance Officer’s Role Changed in 2018?

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Has the role changed? Eric thinks it’s a definite yes and discusses three ways this week. First, expectations from stakeholders from the BOD on down are different today. Demands on the compliance function, and expected results, are far greater than they were. Second, the need to divorce any lingering corporate legal duty from some of…

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Three Compliance Topics for Managers To Communicate

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This week we discuss three important topics for manager’s to discuss with their reports. What are some essential messages for manager’s to discuss? What topics sometimes get overlooked? Why are manager’s so important to the compliance communication process? Eric discusses all of these topics this week and focuses on the type of dialogue you should…

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