Posts by Eric Morehead

What Are the Legal Requirements for A Code of Conduct?

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In anticipation of our upcoming webinar on code of conduct development we talk today about what “requirements” for a code of conduct exist. Eric also provides a sneak peak into some of the content of the webinar by discussing the Department of Justice’s February 2017 memorandum and how that applies to code of conduct development.

You can find the DOJ’s memo here, and you can register for the “Updating Your Code of Conduct” webinar here.

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How to Avoid All Compliance Risk…

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How do you avoid all compliance risk? Hint: you can’t. This week Eric talks about some recent articles and discussions that suggest there might be a magic bullet or two (sometimes in the form of a new software tool) that will take away those pesky compliance concerns. We alk about the practical and the pragmatic view of this topic.

Also, please join us next week for a webinar on developing your code of conduct. We’re putting the webinar on with our friends at the Clear Law Institute on January 17th at 3PM ET. If you are interested in joining us for “Updating Your Code of Conduct: Best Practices” you can register here.

If you email Eric at eric@moreheadconsulting.com he can send you a code for 35% off the webinar fee.

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Year-End Review, Part II: Compliance Program Trends

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Happy Holidays from Compliance Beat!

This week Eric discusses a few compliance program trends from the last year in the second of a two-part series here as we end 2018. This time Eric discusses leveraging opportunities, being part of the deal team and gaining better access to the board.

We have another upcoming webinar with our friends as the Clear Law Institute on January 17th at 3PM ET. If you are interested in joining us for “Updating Your Code of Conduct: Best Practices” you can register here.

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Year-End Review, Part I: Compliance Program Trends

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Happy Holidays from Compliance Beat!

This week Eric discusses a few compliance program trends from the last year in the first of a two-part series here as we end 2018. This time Eric discusses interesting developments in communications, data use and proactive risk assessment.

We have another upcoming webinar with our friends as the Clear Law Institute on January 17th at 3PM ET. If you are interested in joining us for “Updating Your Code of Conduct: Best Practices” you can register here.

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Planning for Compliance Failures

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We all want a compliance program that prevents and detects compliance failures before they happen. That is usually not what happens. Even the best programs and the best corporate cultures occasionally will face issues of misconduct. It is important for organizations to spend some time thinking about and preparing for that eventuality. In this episode, Eric discusses some ways compliance officers can start preparing for the eventual issues that can come up.

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